Fees and Charges
| Trade-related Services | |
| Commission (Phone) | 0.25% of Transaction Amount (Minimum charge : HK$100.00) |
| Commission (Internet) | 0.15% of Transaction Amount (Minimum charge : HK$50.00) |
| Trading Platform Fee | HK$15.00 per transaction |
| SFC Transaction Levy | 0.0027% of Transaction Amount |
| SEHK Trading Fee | 0.00565% of Transaction Amount |
| FRC Transaction Levy | 0.00015% of each Transaction Amount |
| CCASS Clearing Fee | 0.002% of Transaction Amount (Minimum charge: HK$3.00) |
| Stamp Duty | 0.1% of Transaction Amount (Roundup dollar) |
| Scrip Handling and Settlement-related Services | |
| Stamp Duty Deed | HKD5.00 for each transfer deed |
| Physical Shares Deposit | Free of charge |
| Physical Shares Withdrawal | HK$5.00 per lot (Minimum charge :HK$15.00) |
| Settlement Instruction (SI) Deposit | Free of Charge |
| Settlement Instruction (SI) Withdrawal | 0.002% of Stock value, plus Handling Fee HK$100.00 per stock (Minimum charge: HK$2.00, Maximum charge: HK$500.00) |
| Investor Settlement Instruction (ISI) Deposit | Fee of charge |
| Investor Settlement Instruction (ISI) Withdrawal | HK$50.00 per stock |
| Multi-Counter Transfer Instruction | HK$10.00 per transaction |
| Nominee Service & Corporate Action | |
| Dividend/Interest Collection Fee | 0.50% of total Dividend / Interest amount (Minimum charge: HK$10.00, Maximum charge HK$500.00), plus first time Scrip Fee HK$1.50 per lot (to the nearest Board Lot) |
| Bonus/Warrant/Rights Collection Fee | 0.50% of total Value amount (Minimum charge HK$10.00, Maximum charge: HK$500.00), plus first time Scrip Fee HK$1.50 per lot (to the nearest Board Lot) |
| Exercise Warrant/Rights /Open Offer | CCASS Corp Action Fee HK$0.80 per lot (to the nearest Board Lot), plus Handling Fee HK$100.00 |
| Accept Cash Offer/Takeover or Privatization | CCASS Corp Action Fee HK$0.80 per lot (to the nearest Board Lot), plus Handling Fee HK$100.00, plus Stamp Duty 0.10% of Transaction Amount (to the nearest dollar) |
| Voting Instruction | Free of charge |
| Share Consolidation/Subdivision | Free of charge |
| Dividend/Bonus Claim | CCASS Claim charges HK$200.00, plus Handling Fee of HK$200.00 per request |
| IPO Subscription | Handling Fee of HK$50.00 per request |
| Custody Fee | Free of Charge |
| Stock Segregated Account | Semi-Annual Fee HK$200.00 per Account |
| Fund Financial Charges | |
| Margin Interest Rate | Per Annum only |
| Account Debit Balance | Prime rate + 3 % |
| Account Credit Balance over HK$200,000.00 | Saving rate - 0.25 % |
| Other Service Charges | |
| Audit Confirmation | HK$300.00 per request |
| Overdue Interest (For Cash Client Only) | Prime rate + 7 % |
| Re-print Statement | HK$50.00 each statement (Within 3 months – Free) |
| Returned Cheque | HK$100.00 per transaction |
| HKD House Transfer (HSBC Only) | HK$100.00 per transaction |
| Local Bank Transfer (Chats) | HK$300.00 per transaction |
| Oversea Bank Telegraphic Transfer (T/T) | HK$400.00 per transaction |
| Bank Fees & Charges | If required |
Remarks:
- Effective from 1 January 2023, existing cash market fixed Trading Tariff of HK$0.50 will be removed, and cash market SEHK Trading Fee will be adjusted from 0.0050% to 0.00565% of Transaction Amount;
- The charges above are for reference only, please contact us if any specific service(s) required;
- Interest rate in accordance to market condition, please contact us for any queries;
- The Company reserves the right to adjust charges without prior notice.